Financial Markets Authority

Results: 2356



#Item
601Orc Software / Financial markets / Neonet AB / Orc / Financial Supervisory Authority / Algorithmic trading / Dungeons & Dragons / Orcs / Fantasy

Press Release March 11, 2010 This press release may not, directly or indirectly, be distributed or published in the United States, Australia, Japan, Canada or South Africa. The offer is not directed to such persons whose

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Source URL: www.orc-group.com

Language: English - Date: 2013-12-04 04:25:06
602Finance / Investment / Financial markets / Service industries / Markets in Financial Instruments Directive / Independent Financial Adviser / Financial adviser / Financial Services Authority / Collective investment scheme / Financial economics / Business / Financial services

For submission to the European Commission: 26th March[removed]Notification and justification for amending certain requirements relating to the market for packaged products under Article 4 of Directive[removed]EC (“Level

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Source URL: ec.europa.eu

Language: English - Date: 2014-11-12 08:15:46
603Funds / Collective investment schemes / Financial markets / Security / Portfolio / Financial economics / Investment / Financial services

VOTING POLICY The purpose of this document is to: - Recall the General Regulation of the Autorité des Marchés Financiers (AMF – Financial Markets Authority) with regard to the exercise of voting rights - Present the

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Source URL: www.lyxor.com

Language: English - Date: 2012-07-27 14:03:52
604Financial services / European Union directives / Funds / Markets in Financial Instruments Directive / Independent Financial Adviser / Undertakings for Collective Investment in Transferable Securities Directives / Financial Services Authority / Financial adviser / Open-ended investment company / Financial economics / Investment / Finance

Notification and justification for retention of certain requirements relating to the market for packaged products under Article 4 of Directive[removed]EC ("Level 2 Directive") implementing Directive[removed]EC ("Level 1

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Source URL: ec.europa.eu

Language: English - Date: 2014-11-12 08:15:41
605European sovereign debt crisis / European Insurance and Occupational Pensions Authority / European Securities and Markets Authority / European Systemic Risk Board / European System of Financial Supervisors / European Banking Authority / Committee of European Banking Supervisors / European Union / Europe / Financial regulation

Regulation (EU) No [removed]of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Insurance and Occupational Pensions Authority), amending Decision N

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Source URL: eiopa.europa.eu

Language: English - Date: 2014-09-19 10:36:22
606NASDAQ OMX Group / Financial Industry Regulatory Authority / National market system plan / Chicago Stock Exchange / Financial economics / Self-regulatory organizations / Financial markets / Economy of the United States

SUMMARY OF CTA/UTP GENERAL SESSION OF OCTOBER 22, 2014 Operating Committee Participants: Present: BATS Exchange, Inc., BATS-Y Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., ED

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Source URL: www.utpplan.com

Language: English - Date: 2014-11-05 15:07:15
607Financial services / European Union directives / Hedge fund / Preqin / Markets in Financial Instruments Directive / Alternative Investment Fund Managers Directive / Commodity Futures Trading Commission / Derivative / Collective investment scheme / Financial economics / Investment / Finance

MFA Submits Response to ESMA on Consultation and Discussion Papers on MiFID II and MiFIR: MFA submitted its response to the European Securities and Markets Authority’s (ESMA) consultation and discussion papers regardin

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Source URL: www.managedfunds.org

Language: English
608Basel II / European Union / Dodd–Frank Wall Street Reform and Consumer Protection Act / Commodity Futures Trading Commission / European Securities and Markets Authority / Commodity Futures Modernization Act / Financial regulation / Systemic risk / Bank regulation

United States (U.S.) - European Union (EU) Financial Markets Regulatory Dialogue January 30, 2014 Washington, DC Joint Statement Participants in the U.S.-EU Financial Markets Regulatory Dialogue met today to exchange

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Source URL: ec.europa.eu

Language: English - Date: 2015-01-19 08:24:10
609Prudential Regulation Authority / Financial Conduct Authority / United Kingdom / Economy of the United Kingdom / Financial Services and Markets Act

FCA[removed]PRA[removed]LEGAL CUTOVER (GENERAL TRANSITIONAL AND MISCELLANEOUS PROVISIONS) INSTRUMENT 2013 WHEREAS: A. The Authority has, in accordance with Article 5 of the Designation Order, appointed

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Source URL: media.fshandbook.info

Language: English - Date: 2013-03-25 10:45:04
610European Union / Solvency II Directive / Financial regulation / Financial institutions / Institutional investors / Insurance / Markets in Financial Instruments Directive / Reinsurance / Treaty of Lisbon / Law / Economy of the European Union / European Insurance and Occupational Pensions Authority

CEGBPI/INSUR[removed]July 2013 Markt.H5[removed]Minutes of the meeting of the Expert Group on Banking, Payments

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Source URL: ec.europa.eu

Language: English - Date: 2015-01-19 08:26:45
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